-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGokIHbzQTHEwt+jbbFg3/+cRt+1f1Vdn60qhPnj4n2KzOXgroUm8h3pOqc1Raus Rcqo5lU5lj8zikT8dXbN9A== 0001161697-09-000350.txt : 20090407 0001161697-09-000350.hdr.sgml : 20090407 20090407143540 ACCESSION NUMBER: 0001161697-09-000350 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090407 DATE AS OF CHANGE: 20090407 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC BIOMETRICS INC CENTRAL INDEX KEY: 0001020475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 931211114 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78351 FILM NUMBER: 09737328 BUSINESS ADDRESS: STREET 1: 220 WEST STREET 2: HARRISON STREET CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 2062980068 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SILVERMAN ANTHONY CENTRAL INDEX KEY: 0000904550 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 7625 E. VIA DEL REPOSA CITY: SCOTTSDALE STATE: AZ ZIP: 85258 SC 13D/A 1 sc13d.txt SCHEDULE 13D AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* PACIFIC BIOMETRICS, INC. ------------------------ (Name of Issuer) COMMON STOCK, $.01 PAR VALUE ---------------------------- (Title of Class of Securities) 69403Q100 --------- (CUSIP number) Anthony Silverman 7625 E. Via Del Reposo Scottsdale, AZ 85258 (480) 980-1795 ---------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2008 ----------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: [_] Note: Schedules filed in paper form shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following pages) Page 1 of 5 - ------------------- ----------- CUSIP No. 69403Q100 SCHEDULE 13D Page 2 of 5 - ------------------- ----------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Anthony Silverman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- Anthony Silverman NUMBER OF 7 SOLE VOTING POWER 1,493,335 SHARES ------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER None OWNED BY ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,493,335 REPORTING ------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,493, 335 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% --------- * Based on a total of 19,099,539 shares of Common Stock outstanding as of February 10, 2009 as stated in the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended December 31, 2008. - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - ------------------- ----------- CUSIP No. 69403Q100 SCHEDULE 13D Page 3 of 5 - ------------------- ----------- Item 1. Security and Issuer This statement relates to the Common Stock, $.01 par value, (the "Common Stock"), of Pacific Biometrics, Inc., a Delaware corporation (the "Issuer"). The principal executive office of the Issuer is located at 220 W. Harrison Street, Seattle, Washington 98119. Item 2. Identity and Background Anthony Silverman resides at 7625 E. Via Del Reposo, Scottsdale, Arizona 85258. He is a private investor and financial consultant. He is a citizen of the United States. He has not, during the past five years, been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). He has not been, during the past five years, nor is he now subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws as a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. Item 3. Source and Amount of Funds or Other Consideration During the past sixty days, Mr. Silverman purchased an aggregate of 11,000 shares of the Common Stock of the Issuer in open market transactions, all with his own funds. During the past 60 days, Mr. Silverman has also sold an aggregate of 81,500 shares of Common Stock of the Issuer. In addition, Mr. Silverman disposed of 65,835 shares of Common Stock by Katsinam Partners, LP, an Arizona limited partnership, in which Mr. Silverman had been the holder of a 17.64% limited partnership interest and the General Partner with sole power to vote such shares, immediately prior to its dissolution at the end of December, 2008. Item 4. Purpose of Transaction Mr. Silverman acquired the Common Stock of the Issuer in open market purchases for general investment purposes. The reporting person has no present plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer (b) an extraordinary corporate transaction such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries, (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries, (d) any change in the present board of directors or management of the Issuer, (e) any material change to the present capitalization or dividend policy of the Issuer, (f) any other material change in the Issuer's business or corporate structure, (g) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person, (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted on an inter-dealer quotation system of a registered national securities association, (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended, or (j) any action similar to any of those enumerated above. - ------------------- ----------- CUSIP No. 69403Q100 SCHEDULE 13D Page 4 of 5 - ------------------- ----------- Item 5. Interest in Securities of the Issuer (a) The aggregate number and percentage of shares of Common Stock of the Issuer beneficially owned by each Reporting Person is as follows: Aggregate Number Percentage Beneficial Owner of Shares Owned of Class* ----------------------------------------------------------- Anthony Silverman 1,493,335 7.8% * Based on 19,099,539 shares of Common Stock issued and outstanding as of February 10, 2009 as stated in the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended December 31, 2008. (b) The number of shares of Common Stock as to which there is sole power to direct the vote, shares power to vote or to direct the vote, sole power to dispose or direct the disposition, or shared power to dispose or direct the disposition for the Reporting Person is set forth on the cover pages. (c) There have been no reportable transactions with respect to the Common Stock of the Issuer within the last 60 days by the Reporting Person except for the acquisition and sale of the securities being reported on this Schedule 13D, as follows: (i) On or about February 2, 2009, Mr. Silverman sold 30,000 shares of Common Stock in open market transactions at a price of $0.37 per share. (ii) On or about February 3, 2009, Mr. Silverman sold 10,000 shares of Common Stock in open market transactions at a price of $0.48 per share. (iii) On or about February 4, 2009, Mr. Silverman sold 3,000 shares of Common Stock in open market transactions at a price of $0.48 per share. (iv) On or about February 17, 2009, Mr. Silverman sold 28,500 shares of Common Stock in open market transactions at prices ranging from $0.53 to $0.58 per share. (v) On or about February 27, 2009, Mr. Silverman purchased 6,000 shares of Common Stock in open market transactions at a price of $0.58 per share. (vi) On or about March 12, 2009, Mr. Silverman sold 7,500 shares of Common Stock in open market transactions at a price of $0.58 per share. (vii) On or about March 13, 2009, Mr. Silverman purchased 6,000 shares of Common Stock in an open market transaction at a price of $0.58 per share and sold 2,500 shares of Common Stock in open market transaction at a price of $0.60 per share. (viii) On or about December 31, 2008, Mr. Silverman, through Katsinam Partners, disposed of 65,835 shares of Common Stock in private transactions in connection with the dissolution of Katsinam Partners at the end of December, 2008. (d) Not applicable. (e) Not applicable. - ------------------- ----------- CUSIP No. 69403Q100 SCHEDULE 13D Page 5 of 5 - ------------------- ----------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. Item 7. Material to be filed as Exhibits Not applicable. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 7, 2009 --------------------------------------- (Date) By: /s/ Anthony Silverman --------------------------------------- Anthony Silverman ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----